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The FWA New Client Process

Your pursuit of wealth begins with a framework for success. No matter your definition of success, we will be there every step of the way.  Our proven process helps us get to know you – your passions, goals, needs and wants.  From there, we develop a customized financial plan that adapts and changes as your life progresses.



Our introductory process is focused on getting to know you and your goals. There is no pressure to make any decisions or buy any products. The emphasis is on developing a relationship that will last a long time.

Discovery/Data Gathering

Discovery/Data Gathering

First, we take a holistic approach to wealth planning by understanding your life goals and risk tolerance. Second, we review your assets to determine what can be done to get you your goals. This information along with our suite of tools and resources can then be leveraged to construct you planning outline.



After understanding your financial and non-financial asset, and what is important to you we present a personalized wealth plan. This serves as a road map toward your goals. During this interactive meeting you can make changes to ensure you have a plan in place that fits you.



Once you determine the direction you want to go, we work On your behalf setting up and coordinating the products, programs and services required to make your dream(s) a reality. The ongoing monitoring of your investments and planning progress all takes place in the background so you can enjoy what you love most. Relax, we got this.

Initial Check In

Initial Check In

Our Red-carpet email series will provide useful Information on “Who” to reach for various service items or account changes, along with “How” to access your account info online. Our Service team is always available whenever you have a question.

Ongoing Check Ins

Ongoing Check Ins

Once your Wealth Plan is implemented, we will contact you annually to update and review your progress. Together, we can make sure you’re on track towards your important goals. As life changes so may your goals. Our flexible planning software can instantly help you make important life’s decisions, like early retirement, a vacation home, or that brand new boat you always wanted. Let’s get together, we’re here to help.

Existing Clients

Important Information for Our Most Valued Clients


At Freedom Wealth Alliance we have a disciplined, multifaceted approach to your financial well-being.

After decades of wealth management and hundreds of client interviews, we have refined our process to provide extra support to the main components of an Advisory relationship.

1. Managing Investment Risks and Performance Goals Proactively

1. Managing Investment Risks and Performance Goals Proactively

Our many investment portfolios can be combined in numerous ways to customize your portfolio for even the most discerning investor. "We don't believe in the suit off the rack approach".

Our investment portfolios are built by our onsite independent portfolio managers. With the help of your advisor, you can choose from various investment styles, including optimized asset allocation mixes, where risk can be reduced by the manager during volatile market conditions. Whatever your comfort level, our advisors are there to provide guidance.

<span style="font-weight: 400;" data-mce-style="font-weight: 400;">2. Developing and Monitoring Personal Financial Plans Throughout the Life of the Relationship </span>

2. Developing and Monitoring Personal Financial Plans Throughout the Life of the Relationship

We have equipped our advisors with some of the comprehensive service tools and financial planning tools available in the industry today. With these cutting-edge tools, you and your advisor can help you track where you are and where you want to be, all with the convenience of an App on your phone.

This level of control over your finances gives you the confidence to enjoy all the freedom that life has to offer, in a way that means the most to you. Our advisory team is there to assist you in setting up your plan and monitoring it along the way, your plan is interactive just like your life, always changing. You are never alone we are only one click away.

<span style="font-weight: 400;" data-mce-style="font-weight: 400;">3. </span><span style="font-weight: 400;" data-mce-style="font-weight: 400;">Ongoing Communication &#8211; Especially During Those Turbulent Times In Life</span>

3. Ongoing Communication – Especially During Those Turbulent Times In Life

Communication is key, but everyone has different ways they prefer to be in contact with their advisory team. Some clients prefer a brief phone discussion to stay in touch. Many clients enjoy our relaxed office setting, with a warm cup of coffee and a face-to-face conversation with their advisor.

In this busy world, some folks have very little time and require a high-tech approach to keeping up to speed. Our ability to do Web based reviews with your portfolio in front of you our advanced secure screen sharing connection might be their favorite. We can even send you market updates if you like. You have the freedom to choose what works best for you. Advice delivered when you need it, the way you prefer it.

Our process is designed around delivering the appropriate action or advice without a burden on you, leaving you free to enjoy life in ways you always intended.

<span style="font-weight: 400;" data-mce-style="font-weight: 400;">4. Ongoing guidance &#8211; Life&#8217;s critical events </span>

4. Ongoing guidance – Life’s critical events

Guidance during the times you need it most. Sometimes life unfolds in an unexpected way, we call these times Life events. 

Life events may include – just to name a few 

  • Divorce
  • Death of a Spouse
  • Inheritance
  • Job Change
  • Social Security
  • Medicare enrollment

A thorough understanding of your options can go a long way. Your advisor can be very beneficial during these times, or proactively before. Stop by to see the FWA resource meetings.

<span style="font-weight: 400;" data-mce-style="font-weight: 400;">5. Recordkeeping &#8211; Digital recordkeeping and Portal Design </span>

5. Recordkeeping – Digital recordkeeping and Portal Design

The cornerstone of all great and lasting relationships is transparency, and meaningful communications. At Freedom Wealth Alliance, we open the communication channels between you and your Financial Advisor. We offer a mutually beneficial approach through our client service platform using the latest technology and offering our clients their own client portal.

We reduce paperwork and specifically choose when and how we communicate the things that may be the most meaningful to you. We are always striving to continue to refine the frequency and content that we send your way. We will share with you a secure information portal where you will be able to view reports and run custom reports regarding your accounts with the click of a button 24/7. We believe you will find this approach simpler, easier, and more meaningful.